Chapter 2 - Finite Dimensional Vector Spaces
Topics
- Introductory Definitions
- The Road to Unique Coordinates and Dimension
- Closing Results about Dimension
Introductory Definitions
Content
- Definition: Linear Combination
- Definition: Span
- Definition: Spans, Spanning List
- Proposition: Span is the smallest containing subspace
- *Definition*: Span of an (infinite) set
- Definition: Linearly Independent
- Definition: Linearly Dependent
- Definition: Basis
- Definition: Finite Dimensional Vector Space
- Definition: Infinite Dimensional Vector Space
- Definition: Polynomial,
- Definition: Degree of a polynomial
- Notation:
Definition: Linear Combination
A linear combination of a list of vectors is a vector of the form where
Remark: (Linear Combinations as Functions)
Every linear combination is a function that takes a list of scalars and outputs a vector
Remark: (Surjectivity and Span, Injectivity and Linear Independence)
There are two important questions to ask about every list of vectors in 1) Is every a linear combination of 2) Does each vector that is a linear combination have a unique representation of scalars
These questions of existence and uniqueness are exactly the questions one would ask to answer whether or not the function is (1) surjective and (2) injective.
We will see that these questions will be adressed by the following: 1) If is a spanning list. 2) If is a linearly independent list.
Furthermore, these last two conditions will be essential to establishing unique coordinates for each vector in
Definition: Span
The span of a list of vectors is the set of all linear combinations of those vectors:
Note: This is the range of the function in the remark above.
Definition: Spans, Spanning List
We say that the list spans V if In this case, we call a spanning list.
Proposition: Span is the smallest containing subspace
The span of a list of vectors is the smallest subspace of V containing all of those vectors.
Proof:
Let be a list of vectors in 1) To show that the span is a subspace, we check that is in the span by making all the scalars 0. To show that it is closed under vector addition, consider the vectors and in their span. Then their sum is which is also in the span. Finally, if a vector in the span is scaled by a scalar then the result is which is also a linear combination.
2) To show that every other subspace contains the span, suppose is a subspace of with and let be an arbitrary vector in the span. Then because is closed under scalar multiplication. Furthermore, their sum is also in the span because is closed under vector addition.
Definition: *Span of an (infinite) set*
In a more general linear algebra setting, spans are defined on any subset of vectors in The way they are defined is as the set of all linear combinations of all lists (which are finite) of vectors in V: If then
Definition: Linearly Independent
A list of vectors in is linearly independent if with implies for every list of scalars.
Note: The empty list is linearly independent.
Definition: Linearly Dependent
A list ls linearly dependent if it is not linearly independent. Note that this means, by definition, that there exists a linear dependence relation with at least one
Definition: Basis
A basis is a linearly independent spanning list. More precisely, the list is a basis if it is linearly independent and
Definition: Finite Dimensional Vector Space
V is finite-dimensional if it has a finite spanning list.
Question: Why would we not use dimension to define finite dimensional vector spaces?
Answer: We don't have enough proven to be able to define dimension yet.
Promise: In the next section, we will have enough proven in order to define dimension as the unique length of every basis for a finite dimensional vector space.
Definition: Infinite Dimensional Vector Space
A vector space that is not finite-dimensional. i.e. a vector space with no finite spanning set.
Definition: Polynomial,
A function is called a polynomial if for some
is the set of all polynomials with coefficients in
Remark: (Polynomial Definition for Finite Fields)
This definition works just fine for infinite fields like , or But for finite fields we have to define polynomials a little differently to make sure that polynomails with different coefficients that end up being the same function are treated as different polynomials.
For example, the polynomials and evaluate to all the same values for , so they would be considered equal by the above definition.
To fix this, a we just need a little bit of care in defining polynomials based on their coefficients to ensure that two polynomials can only be equal when their coefficients are equal.
Definition: Degree of a polynomial
• A polynomial is said to have degree if there exist scalars with and for every
• Polynomials that are the constant function 0 are said to have degree by convention.
• The degree of a polynomial is denoted by
Definition: Notation for
For any non-negative integer , is the set of polynomials of degree at most
The Road to Unique Coordinates and Dimension
Content
- Lemma: Linearly Independent Sublists
- Lemma: Equivalent Definitions to Linear Independence
- Lemma: Redundancy Lemma
- Lemma: Insertion Lemma (used for the next proof's induction step)
- Lemma: The Extension/Comparison Lemma
- Corollary: Basis length does not depend on basis
- Lemma: Criterion for a Basis
- Theorem: Finite-dimensional Subspaces
- Lemma: Spanning Contains Basis
- Corollary: Finite Bases
- Corollary: Bounded Subspace Dimension
Introduction
This section consists of lemmas, corollaries, and theorems that pave the way to establishing the uniqueness of coordinates for any vector in a finite-dimensional vector space, as well as uniqueness of dimension (the number of coordinates in every coordinate system is always the same), and finally that every finite dimensional vector space has a basis with that unique length.
The ideas behind these proofs (and their results) will be leveraged many times over in the later chapters of the book. So as you pave this road to valuable knowledge, so shall you acquire invaluable experience for your future.
Lemma: Linearly Independent Sublists
Suppose is a linearly independent list of vectors in Then every sublist is also linearly independent.
Proof:
Let be a linearly dependent sublist of , and let be its linear dependence relation, with at least one coefficient being non-zero. Let for every used in the sublist and the others all Then with at least one non-zero scalar.
Lemma: Equivalent Definitions to Linear Independence
Let be a list of vectors in The following are equivalent (TFAE):
1) is linearly independent. 2) Every vector in has a unique scalar representation. 3) No vector is in the span of the other vectors. 4) No vector is in the span of the vectors before it.
Proof:
(1)(2): For the forward direction, suppose and are two scalar representations of Then because they are both Subtracting, we get , which means for every , i.e. they are all equal. The backward direction follows automatically because for every would be the unique representation for the zero vector.
(1)(3): We prove the forward direction by contrapositive, if is in the span of the other vectors, i.e. , then we have a linear dependence relation Note that not every scalar is because is used. For the backward direction, we use a very similar argument, also by contrapositive. If with some , then subtracting the other terms gives us Dividing both sides by (which is non-zero) shows us that is in the span of the other vectors.
(1)(4): We have already proved the forward direction with the previous proof (1)(3), since a vector being a linear combination of the vectors before it is a linear combination of the other vectors (just use 's for the other vectors). For the backward direction, we use a very similar argument to the previous backwards direction, only the non-zero scalar we pick will be the last non-zero scalar: Start with our linear dependence relation
with not every scalar equal to Let be the last non-zero scalar so that and Subtract the other terms from both sides and divide by to get the desired conclusion:
Remark: (Redundancy)
Whenever we have a linearly dependent list, we do not need all of the vectors in that list to achieve that same span. The next result proves this, but with an important detail: A redundant vector can always be chosen specifically so that it is in the span of only the vectors before it (and not just in the span of all the other vectors). If you remember learning the RREF algorithm, there are many ways to choose free variables, but the algorithm its self chooses these so that free variables can be set to and allow spanning to happen in terms of only the columns before them. This proof will mimick the very same algebra that makes this happen.
Lemma: Redundancy Lemma
Let be a list of linearly dependent vectors in Then there exists a such that and the list has the same span as That is, removing from the list does not change its span.
Proof:
Suppose is a linearly dependent list of vectors in Then from our last result, one of the vectors is in the span of the vectors before it, i.e. To show that the span does not change after removing , we just express the term as Here is how we implement that. Suppose , i.e. Then , which is a linear combination of the other vectors:
Lemma: Insertion Lemma (used for the next proof's induction step)
Suppose be a linearly independent list of vectors in with , let be a sublist with , possibly empty, shorter than the original list (but still linearly independent). Suppose further that is any extension of our sublist to a spanning list of Then
1) The augmented list is linearly dependent, and
2) One of the 's can be ejected so that is still a spanning list.
Proof:
The augmented list is linearly dependent because is in the span of the other vectors , which is a spanning list for all of by hypothesis. By the redundancy lemma, one of these vectors is in the span of the vectors before it. This vector cannot be one of the 's because those vectors are linearly independent, so it must be a Use the redundancy lemma again to remove that vector, keeping the span the same.
Lemma: The Extension and Comparison Lemma
Suppose is a linearly independent list and is a spanning list of vectors in Then
1) (Extension) The list can be extended to a spanning list of length using coming from
2) (Comparison) Subsequently,
Proof:
(by induction on )
Base case (): If , then is the empty list. The proof follows immediately because the list is the extension in question. Induction step: Let Suppose is a linearly independent list of vectors in and is a spanning list of vectors in The induction hypothesis tells us that for the linearly independent list of vectors in and the spanning list for , there exists a spanning list for , where and Applying the insertion lemma, the list is linearly dependent (because the other vectors span , so is in their span), and we can remove a without changing the span. Note that this forces there to be at least one still in the list that can be removed so that the list of the same length also spans , subsequently making Remark: The comment that a must still be present is the key idea for why we cannot run out of vectors in the list of 's, making this the key check for the list lengths.
Corollary: Basis length does not depend on basis
Any two bases of a finite dimensional vector space have the same length.
Proof:
For any two bases are, by definition, linearly independent spanning lists. So the length of each (linearly independent) list is bounded above by the length of the other (spanning) list.
Remark: (The linear combination map L is invertible if and only if is a basis)
is surjective if and only if is a spanning list. is injective if and only if is linearly independent. If you understand this, the next result and its proof are obvious.
Lemma: Criterion for a Basis
A list of vectors is a basis of if and only if every can be written uniquely in the form
where
Proof:
: The existence part comes from the fact that our list is a spanning list. The uniqueness part comes from linear independence.
: The existence part implies we have a spanning list. Furthermore, the uniqueness of a linear combination to obtain means they are linearly independent.
Theorem: Finite-dimensional Subspaces
Every subspace of every finite-dimensional vector space is finite-dimensional.
Proof:
Consider the largest linearly independent list of the given subspace. Such a list must exist, because for any spanning list of our vector space of size linearly independent lists in our vector space are bounded above by
Claim: A maximal linearly independent list in our subspace must be a spanning list. Proof: If not, then there is a vector outside its span in the subspace, and adding it to the list would also be linearly independent, violating the maximality of our linearly independent list's size.
Lemma: Spanning Contains Basis
Every spanning list contains a basis.
Proof:
(Proof idea)
Use the redundancy lemma to remove redundant vectors without changing the span. Do this until no more can be removed in this way, i.e. the remaining list is linearly independent.
Corollary: Finite Bases
Every finite-dimensional vector space has a basis.
Proof:
Apply the previous lemma to a spanning list of the space in question.
Corollary: Bounded Subspace Dimension
For every F.D.V.S. and every subspace ,
Proof:
A basis for is a linearly independent list (by definition) in This is the same as linear independence in so it is bounded by every basis of
Closing Results about Dimension
Content
- Proposition: Linearly Independent List of the Right Length is a Basis
- Corollary: Subspace of full dimension is
- Proposition: Spanning list of the right length is a basis
- Theorem: Dimension of a Sum
Proposition: Linearly Independent List of the Right Length is a Basis
If , then any list of linearly independent vectors of length in is a basis for
Proof:
Let and linearly independent vectors in It remains to prove that this list is also a spanning list. So by contrapositive, suppose there is a vector not in the span of these vectors, call it We argue that the list is also linearly independent. For if it weren't, then the linear independence lemma tells us one of the vectors is in the span of the ones before it. And if that vector is one of the first vectors then the original list would not be linearly independent. But that just leaves the last vector and we just supposed that it was not in the span of the vectors before it. Now, since this longer list is linearly independent, we must have a linearly independent list longer than the dimension of , which contradicts the comparison lemma.
Corollary: Subspace of full dimension is
If is a subspace of and then
Proof:
If is a basis for and has dimension , then is a linearly independent list with the "right length", so it is a basis. Thus,
Proposition: Spanning list of the right length is a basis
If is a F.D.V.S. then every spanning list of of length is a basis.
Proof:
If any spanning list of length were not a linearly independent list, then one of the vectors in the list could be dicarded without changing the span (by the linear dependence lemma). Thus, we would have a smaller spanning list than , which is a contradiction.
Theorem: Dimension of a Sum
If and are subspaces of a finite-dimensional vector space, then
Proof:
Suppose are subspaces of a F.D.V.S. Let be a basis for Extend to a basis for and extend also to a basis for It suffices to show that the list is a basis for , since while would follow.
Claim 1: is a spanning set. Proof: Let , where and and express each as linear combinations of their bases: and Then
is a linear combination of